Does an individual already have the pre-existing right to
opt out of a class action lawsuit?
Answer
- Under the Federal Rules of Civil
Procedure (FRCP) it depends upon which type of class action is filed.
Detail
- Rule 23 of the FRCP creates 3
types of class actions. The first, a (b)
(1) class, is for when there exists a large number of separate lawsuits that would
create the risk of inconsistent and varying outcomes or deciding one case would
for all practical purposes dispose of the claims of other individuals not part
of the suit. Class actions filed under
(b) (1) are not common.
The second, a (b) (2) class action, as described under FRCP
23 (b) (2), is tailored to cases where injunctive
relief is sought. The rule references circumstances where
the opposing party has acted "on grounds generally applicable to the
class, thereby making appropriate final
injunctive relief or corresponding declaratory relief with respect to the class
as a whole."
When the Protection and Advocacy (P&A) system files
a class action to, for example, address abuse and neglect at a facility,
unhealthy living conditions, insufficient staffing, inadequate health
services, or a failure to promote community integration, it is almost always
going to be filed under (b) (2).
The last type of class action, under FRCP 23(b) (3), is
largely for damages. It is only
the (b) (3) class action which contains a right of the class member to be
excluded from the class. Compare
FRCP 23 (c) (2) (A) with FRCP 23 (c) (2) (B) (v). The reason
for this is to preserve that individual's damage claim, if s/he wishes for this
to be so.
In
sum, class members of
class actions seeking injunctive relief do not already have an existing right
to opt out.
That is not to say that those class members do not have
other procedural protections. There are at least four types of
protections already in existence to those class members:
(1) In
class actions filed under (b) (1) or (b) (2) for injunctive relief, the court
"may direct appropriate notice to the class." See FRCP 23(c) (2)
(A). This is not the same as a right to opt out, but it does provide
notice to all class members of the filing of the class action.
(2) Class
members may intervene as parties in the class under FRCP 24.
(3) The
judge may make additional orders during the pendency of the litigation,
including providing additional notice to class members or otherwise allowing
them to signify if representation is fair and adequate. See FRCP 23 (d) (1) (B).
(4) The
court cannot allow a settlement, dismissal or compromise of the class action
without a fairness hearing, with notice to all class members, and allowing
class members to express their views on the proposed outcome.
Conclusion
- H.R. 3995 breaks new and dangerous
ground by allowing class representatives to opt out of cases seeking injunctive
relief based on allegations of abuse and neglect and related claims filed by
P&As. Judges should be permitted to look at the entire picture and
craft injunctive relief that may be necessary to protect all people with
disabilities in institutions.
No guardian, whether institutionally appointed or a family
member, should have the individual right to prevent a federal judge from
awarding complete relief, if this is necessary to address abuse and neglect at
a facility, including unhealthy living conditions, insufficient staffing,
inadequate health services or a failure to promote community integration.